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| Theory of the Film: Sound
by Bela Balazs The Acoustic World
Discovery of Noise
Only when the sound film will have resolved noise into its elements, segregated individual, intimate voices, and made them speak to us separately in vocal, acoustic closeups; when these isolated detailsounds will be collated again in purposeful order by soundmontage, will the sound film have become a new art. When the director will be able to lead our ear as. he could once already lead our eye in the silent film and by means of such guidance along a series of closeups will be able to emphasize, separate, and bring into relation with each other the sounds of life as he has done with its sights, then the rattle and clatter of life will no longer overwhelm us in a lifeless chaos of sound. The sound camera will intervene in this chaos of sound, form it and interpret it, and then it will again be man himself who speaks to us from the sound screen. The Picture Forms the Sound
In a radio play the stage has to be described in words, because sound
alone is not spacecreating.
Silence
Silence and Space
But the silent film could reproduce silence only by roundabout means. On the theatrical stage cessation of the dialogue does not touch off the great emotional experience of silence, because the space of the stage is too small for that, and the experience of silence is essentially a space experience How do we perceive silence? By hearing nothing? That is a mere negative. Yet man has few experiences more positive than the experience of silence. Deaf people do not know what it is. But if a morning breeze blows the sound of a cock crowing over to us from the neighboring village, if from the top of a high mountain we hear the tapping of a woodcutter's axe far below in the valley, if we can hear the crack of a whip a mile awaythen we are hearing the silence around us. We feel the silence when we can hear the most distant sound or the slightest rustle near us. Silence is when the buzzing of a fly on the windowpane fills the whole room with sound and the ticking of a clock smashes time into fragments with sledgehammer blows. The silence is greatest when we can hear very distant sounds in a very large space. The widest space is our own if we can hear right across it and the noise of the alien world reaches us from beyond its boundaries. A completely soundless space on the contrary never appears quite concrete, and quite real to our perception; we feel it to be weightless and unsubstantial, for what we merely see is only a vision. We accept seen space as real only when it contains sounds as well, for these give it the dimension of depth. On the stage, a silence which is the reverse of speech may have a dramaturgical function, as for instance if a noisy company suddenly falls silent when a new character appears; but such a silence cannot last longer than a few seconds, otherwise it curdles as it were and seems to stop the performance. On the stage, the effect of silence cannot be drawn out or made to last. In the film, silence can be extremely vivid and varied, for although it has no voice, it has very many expressions and gestures. A silent glance can speak volumes; its soundlessness makes it more expressive because the facial movements of a silent figure may explain the reason for the silence, make us feel its weight, its menace, its tension. In the film, silence does not halt action even for an instant and such silent action gives even silence a living face. The physiognomy of men is more intense when they are silent. More than that, in silence even things drop their masks and seem to look at you with wide open eyes. If a sound film shows us any object surrounded by the noises of everyday life and then suddenly cuts out all sound and brings it up to us in isolated closeup, then the physiognomy of that object takes on a significance and tension that seems to provoke and invite the event which is to follow. SoundExplaining Pictures
The face of a man listening to music may also show two kinds of things. The reflected effect of the music may throw light into the human soul; it may also throw light on the music itself and suggest by means of the listener's facial expression some experience touched off by this musical effect. If the director shows us a closeup of the conductor while. an invisible orchestra is playing, not only can the character of the music be made clear by the dumbshow of the conductor, his facial expression may also give an interpretation of the sounds and convey it to us. And the emotion produced in a human being by music and demonstrated by a closeup of a face can enhance the power of a piece of music in our eyes far more than any added decibels. Asynchronous Sound
Asynchronous sound (that is, when there is discrepancy between the things
heard and the things seen in the film) can acquire consid erable importance.
If the sound or voice is not tied up with a picture of its source, it may
grow beyond the dimensions of the latter. Then it is no longer the voice
or sound of some chance thing, but appears as a pronouncement of universal
validity. . . . The surest means by which a director can convey the pathos
or symbolical significance of sound or voice is precisely to use it
Intimacy of Sound
On the stage such things are impossible. If a theatrical producer wanted to direct the attention of the audience to a scarcely audible sigh, because that sigh expresses a turningpoint in the action, then all the other actors in the same scene would have to be very quiet, or else the actor who is to breathe the sigh would have to be brought forward to the footlights. All this, however, would cause the sigh to lose its essential character, which is that it is shy and retiring and must remain scarcely audible. As in the silent film so in the sound film, scarcely perceptible, intimate things can be conveyed with all the secrecy of the unnoticed eavesdropper. Nothing need be silenced in order to demonstrate such sounds for all to hearand they can yet be kept intimate. The general din can go on, it may even drown completely a sound like the soft piping of a mosquito, but we can get quite close to the source of the sound with the microphone and with our ear and hear it nevertheless. Subtle associations and interrelations of thoughts and emotions can
be conveyed by means of very low, soft sound effects. Such emotional or
intellectual linkages can play a decisive dramaturgical part. They may
be anythingthe ticking of a clock in an empty room, a slow drip from
a burst pipe, or the moaning of a little child in its sleep.
Sound Cannot be Isolated
Music played in a restaurant cannot be completely cut out if a special closeup of say two people softly talking together in a corner is to be shown. The band may not always be seen in the picture, but it will always be heard. Nor is there any need to silence the music altogether in order that we may hear the soft whispering of the two guests as if we were sitting in their immediate vicinity. The closeup will contain the whole acoustic atmosphere of the restaurant space. Thus we will hear not only the people talking, we will also hear in what relation their talking is to the sounds all round them. We will be able to place it in its acoustic environment. Such soundpictures are often used in the film for the purpose of creating an atmosphere. Just as the film can show visual landscapes, so it can show acoustic landscapes, a tonal milieu. Educating the Ear
There is a very considerable difference between our visual and acoustic education. One of the reasons for this is that we so often see without hearing. We see things from afar, through a windowpane, on pictures, on photographs. But we very rarely hear the sounds of nature and of life without seeing something. We are not accustomed therefore to draw conclusions about visual things from sounds we hear. This defective education of our hearing can be used for many surprising effects in the sound film. We hear a hiss in the darkness. A snake? A human face on the screen turns in terror toward the sound and the spectators tense in their seats. The camera, too, turns toward the sound. And behold the hiss is that of a kettle boiling on the gasring. Such surprising disappointments may be tragic too. In such cases the
slow approach and the slow recognition of the sound may cause a far more
terrifying tension than the approach of something seen and therefore instantly
recognized. The roar of an approaching flood or landslide, approaching
cries of grief or terror which we discern and distinguish only gradually,
impress us with the inevitability of an approaching catastrophe with almost
irresistible intensity. These great possibilities of dramatic effect are
due to the fact that such a slow and gradual process of recognition can
symbolize the desperate resistance of the consciousness to understanding
a reality which is already audible but which the consciousness is reluctant
to accept.
Sounds Throw No Shadow
It is one of the basic formproblems of the radio play that sound alone cannot represent space and hence cannot alone represent a stage. Sounds Have No Sides
The shapes of visible things have several sides, right side and left
side, front and back. Sound has no such aspects, a sound strip will not
tell us from which side the shot was made.
Sound Has a Space Coloring
Every sound has a spacebound character of its own. The same sound sounds different in a small room, in a cellar, in a large empty hall, in a street, in a forest, or on the sea. Every sound which is really produced somewhere must of necessity have
some such spacequality and this is a very important quality indeed
if use is to be made of the sensual reproducing power of sound! It is this
timbre local of sound which is necessarily always falsified on the
theatrical stage. One of the most valuable artistic faculties of the microphone
is that sounds shot at the point of origin are perpetuated by it and retain
their original tonal coloring. A sound recorded in a cellar remains a cellar
sound even if it is played back in a picture theater, just as a film shot
preserves the viewpoint of the camera, whatever the spectator's viewpoint
in the cinema auditorium may be. If the picture was taken from above, the
spectators will see the object from above, even if they have to look upwards
to the screen and not downwards. Just as our eye is identified with the
camera lens, so our ear is identified with the microphone and we hear the
sounds as the microphone originally heard them, irrespective of where the
sound being shown and the sound reproduced. In this way, in the sound film,
the fixed, immutable, permanent distance between spectator and actor is
eliminated not only visually . . . but acoustically as well. Not only as
spectators, but as listeners, too, we are transferred from our seats to
the space in which the events depicted on the screen are taking place.
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